Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence
By Thomson Reuters
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Category: Business
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Subscribers: 13
Reviews: 1
Episodes: 123
Luca
Feb 13, 2024
Very accurate podcast, discussing latest important topics, relevant to both practitioners and researchers, thank you very much 😊
Description
Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer. Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.
| Episode | Date |
|---|---|
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Season 12, Episode 10: COP 29 summit and the elephant in the room
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Nov 21, 2024 |
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Season 12, Episode 9: A discussion on TD Bank's AML challenges and record-setting fine
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Nov 14, 2024 |
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Series 12, Episode 8: Consumer Duty, so far so good?
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Nov 07, 2024 |
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Series 12, Episode 7: Bluecrest
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Oct 31, 2024 |
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Season 12, Episode 6: What impact will the U.S. presidential election have on regulation? Who will win?
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Oct 24, 2024 |
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Series 12, Episode 5: Luxury Sector Scrutinized for Financial Crime and Sanctions Risk
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Oct 17, 2024 |
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Season 12, Episode 4: Basel 3 Endgame: where do we stand?
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Oct 10, 2024 |
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Season 12, Episode 3: Recapping the ACAMS Las Vegas 2024 Conference with veteran AML reporter Brett Wolf
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Oct 03, 2024 |
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Series 12, Episode 2: Methane and the looming regulatory and reputational risks for Banks, asset owners
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Sep 26, 2024 |
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Series 12, Episode 1: Unpacking the UK FCA’s approach to Freedom of Information Act compliance
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Sep 19, 2024 |
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Series 11, Episode 10: Domestic PEPs: Compliance lessons from the UK election gambling scandal
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Jul 18, 2024 |
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Series 11, Episode 9: What the UK’s new Labour government might mean for financial services regulation
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Jul 11, 2024 |
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Series 11, Episode 8: Culture and conduct risk arising from artificial intelligence
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Jul 04, 2024 |
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Series 11, Episode 7: Consumer Duty - Delivering better consumer outcomes
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Jun 27, 2024 |
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Series 11, Episode 6: Redress: giving the proceeds of grand corruption, kleptocracy, and Chelsea FC to victims
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Jun 20, 2024 |
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Series 11, Episode 5: Stablecoins: fragmented regulatory approach and financial crime
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Jun 13, 2024 |
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Series 11, Episode 4: FCA enforcement strategy: Reducing open case numbers and that "naming and shaming" proposal
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Jun 06, 2024 |
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Season 11, Episode 3: Moving beyond compliance toward an 'assurance model' with ethics as cornerstone
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May 30, 2024 |
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Season 11, Episode 2: Protecting our Parents; The Alarming Increase in Elder Exploitation and Fraud
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May 23, 2024 |
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Season 11, Episode 1: Under the Finfluence: the many forms of social media financial promotions
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May 16, 2024 |
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Season 10, Episode 9: European Central Bank and EU lawmakers add to sustainability workload for compliance officers
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Mar 21, 2024 |
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Season 10, Episode 8: Ongoing Ukraine war, global tensions add export controls to sanctions compliance complexity
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Mar 14, 2024 |
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Season 10, Episode 7: International Women's Day 2024: Navigating the backlash
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Mar 07, 2024 |
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Season 10, Episode 6: Insider dealing lists: lessons from a conviction
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Feb 29, 2024 |
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Season 10, Episode 5: How Mekong region organized crime built a global cryptocurrency money laundering network
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Feb 22, 2024 |
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Series 10, Episode 4: Bribery and corruption outlook in the U.S. and UK for 2024
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Feb 08, 2024 |
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Series 10, Episode 3: See you in court! The SEC and spot bitcoin ETFs
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Feb 01, 2024 |
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Series 10, Episode 2: The state of sustainability regulation in the U.S. in 2024
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Jan 25, 2024 |
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Series 10, Episode 1: 10 things compliance officers must consider in 2024 – EU and UK
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Jan 18, 2024 |
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Series 9, Episode 11: Key takeaways from Week 1 of COP28 for financial firms
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Dec 07, 2023 |
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Season 9, Episode 10: Cross-border crypto fraud enforcement and the globalization of money laundering as a service
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Nov 30, 2023 |
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Season 9, Episode 9: OPBAS plus? UK professional body supervisors and AML supervision reform
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Nov 23, 2023 |
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Season 9, Episode 8: Hamas, terrorist financing and the U.S. response to the 7 October attack
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Nov 16, 2023 |
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Season 9, Episode 7: Singapore police unveils S$2.8 billion biggest money laundering ring
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Nov 09, 2023 |
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Series 9, Episode 6: Whistleblower protections demand scrutiny in separation and confidentiality agreements
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Nov 02, 2023 |
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Series 9, Episode 5: Does Australia's senior management accountability go FAR enough?
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Oct 26, 2023 |
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Series 9, Episode 4: The FCA and its difficulties of dealing with whistleblowing
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Oct 19, 2023 |
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Series 9, Episode 3: North Korea, Russia, crypto and changing attitudes to sanctions in Asia
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Oct 12, 2023 |
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Series 9, Episode 2: Fincen's U.S. beneficial ownership database--inching closer to transparency
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Oct 05, 2023 |
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Series 9, Episode 1: UK Financial Conduct Authority's enforcement arm: "all bases covered" or "highly unsatisfactory"?
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Sep 28, 2023 |
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Series 8, Episode 10: Artificial Intelligence in compliance: opportunities, pitfalls, and the regulatory response
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Jul 20, 2023 |
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Series 8, Episode 9: The UK FCA's Consumer Duty, what does it all mean?
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Jul 13, 2023 |
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Series 8, Episode 8: PwC in damage control following Australian tax policy "corruption" scandal
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Jul 06, 2023 |
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Series 8, Episode 7: U.S. bank regulators step up stress testing post-SVB
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Jun 29, 2023 |
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Series 8, Episode 6: Suspicious activity reports surge; 2023 filings on pace for another record
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Jun 22, 2023 |
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Series 8, Episode 5: The FCA's track record on whistle-blowing
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Jun 15, 2023 |
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Series 8, Episode 4: The case for reengineering KYC and the latest on sanctions screening challenges
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Jun 08, 2023 |
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Season 8, Episode 3: Navigating the Asia-Pacific cyber risk landscape
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Jun 01, 2023 |
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Season 8, Episode 2: The Cost of Compliance Report
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May 25, 2023 |
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Season 8, Episode 1: Santander, the Post Office and money laundering for Columbian cartels
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May 18, 2023 |
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Season 7, Episode 10: The curious case of Credit Suisse (AT1) bondholders
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Mar 30, 2023 |
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Season 7, Episode 9: SVB collapse: what were the regulators doing?
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Mar 23, 2023 |
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Season 7, Episode 8: Governance failure at the Perth Mint
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Mar 16, 2023 |
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Season 7, Episode 7: International Women’s Day special: How to ensure diversity and inclusion initiatives deliver meaningful outcomes
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Mar 08, 2023 |
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Season 7, Episode 6: Culture is King — When regulators fall short of their own expectations
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Mar 02, 2023 |
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Season 7, Episode 5: The UK enforcement outlook for 2023
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Feb 23, 2023 |
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Season 7, Episode 4: “Tumult and change” and new rules shape U.S. SEC’s exam priorities this year
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Feb 16, 2023 |
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Season 7, Episode 3: Top trends for risk and compliance professionals in the Asia-Pacific region
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Feb 09, 2023 |
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Season 7, Episode 2: Top concerns for U.S. compliance professionals in 2023
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Feb 02, 2023 |
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Season 7, Episode 1: 10 things UK and EU Compliance officers need to consider in 2023
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Jan 26, 2023 |
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Season 6, Episode 10: Testimonials and Yelp -- U.S. ad rule opens new era for investment advisers
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Dec 22, 2022 |
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Season 6, Episode 9: The 'Edinburgh Reforms'. Big Bang 2.0 for UK financial regulation?
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Dec 16, 2022 |
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Season 6, Episode 8: “Let crypto burn”? Or regulate it?
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Dec 08, 2022 |
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Season 6, Episode 7: EU Digital Operational Resilience Act
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Dec 01, 2022 |
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Season 6, Episode 6: Casinos, gambling and money laundering risks
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Nov 24, 2022 |
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Season 6, Episode 5: COP27 and the impact on ESG financial services regulation
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Nov 17, 2022 |
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Season 6, Episode 4: Criminal gangs target sports to launder money, ill-gotten gains
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Nov 10, 2022 |
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Season 6, Episode 3: Underwriters of the storm: the insurance industry after Hurricane Ian
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Nov 03, 2022 |
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Season 6, Episode 2: the UK Economic and Corporate Transparency Bill
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Oct 27, 2022 |
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Season 6, Episode 1: $2 billion in fines, for texts
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Oct 20, 2022 |
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Season 5, Episode 10: Personal Liability
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Jul 19, 2022 |
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Season 5, Episode 9: Cost of Compliance 2022 report
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Jul 12, 2022 |
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Season 5, Episode 8: Future regulatory change
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Jul 05, 2022 |
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Season 5, Episode 7: Data governance
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Jun 28, 2022 |
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Season 5, Episode 6: All things financial crime
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Jun 21, 2022 |
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Season 5, Episode 5: The challenge of increasingly vulnerable customers
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Jun 14, 2022 |
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Season 5, Episode 4: ESG under strain?
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Jun 07, 2022 |
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Season 5, Episode 3: Evolving conduct risk standards
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May 31, 2022 |
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Season 5, Episode 2: Operational resilience through a cyber lens
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May 24, 2022 |
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Season 5, Episode 1: Cryptos on the rise 2022 – a complex regulatory future emerges
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May 17, 2022 |
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Season 4, Episode 10: Sanctions – intended and unintended consequences and how to deal with them
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Apr 05, 2022 |
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Season 4, Episode 9: The potential of Islamic finance
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Mar 29, 2022 |
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Season 4, Episode 8: Corporate Investigations
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Mar 22, 2022 |
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Season 4, Episode 7: The threat of Big Tech
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Mar 15, 2022 |
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Season 4, Episode 6: Celebrating International Women’s Day
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Mar 08, 2022 |
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Season 4, Episode 5: Where are we now with Brexit?
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Mar 01, 2022 |
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Season 4, Episode 4: Continuing regulatory challenges of hybrid working
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Feb 22, 2022 |
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Season 4, Episode 3 - Outlook for 2022 - a focus on financial crime
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Feb 15, 2022 |
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Season 4, Episode 2: Five key risks for financial services firms in 2022
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Feb 08, 2022 |
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Season 4, Episode 1: Ten things compliance officers need to consider in 2022
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Feb 01, 2022 |
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Season 3, Episode 10: Fintech, regtech and the role of compliance in 2022
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Dec 07, 2021 |
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Season 3, Episode 9: The ‘G’ of ESG essential after COP26
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Nov 30, 2021 |
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Season 3, Episode 8: Is crypto regulation mission impossible?
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Nov 23, 2021 |
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Season 3, Episode 7: Operational resilience and the supply chain
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Nov 16, 2021 |
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Season 3, Episode 6: The persistence of market abuse
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Nov 09, 2021 |
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Season 3, Episode 5: The continuing regulatory dilemma for cryptos
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Nov 02, 2021 |
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Season 3, Episode 4: Preparing for increased personal liability
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Oct 26, 2021 |
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Season 3, Episode 3: ESG as a strategic priority
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Oct 19, 2021 |
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Season 3, Episode 2: The increasing importance of diversity
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Oct 12, 2021 |
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Season 3, Episode 1: Shifting sands of sanctions
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Oct 05, 2021 |
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Series 2, Episode 10: Personal accountability: structure vs substance
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Jul 27, 2021 |
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Series 2, Episode 9: Technology and the need for firms to upskill
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Jul 20, 2021 |
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Series 2, Episode 8: Culture – where are we now?
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Jul 13, 2021 |
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Series 2, Episode 7: Cryptos on the rise
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Jul 06, 2021 |
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Series 2, Episode 6: Data governance comes to the fore
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Jun 29, 2021 |
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Series 2, Episode 5: Antitrust
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Jun 22, 2021 |
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Series 2, Episode 4: Evolving impact of financial crime
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Jun 15, 2021 |
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Series 2, Episode 3: All things remuneration
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Jun 08, 2021 |
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Series 2, Episode 2: Cost of Compliance 2021: Shaping the Future
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Jun 01, 2021 |
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Series 2, Episode 1: Operational resilience at the board room table
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May 25, 2021 |
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Episode 12: Where now with Brexit?
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Mar 30, 2021 |
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Episode 11: Regtech: the governance lifecycle special report
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Mar 23, 2021 |
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Episode 10: Gloster and the future of the UK FCA
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Mar 16, 2021 |
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Episode 9: Climate risk and the Sustainable Finance Disclosure Regulation (SFDR)
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Mar 09, 2021 |
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Episode 8: Changing shape of U.S. regulation & the impact of GameStop
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Mar 02, 2021 |
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Episode 7: China special report 2021 – digital transformation
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Feb 23, 2021 |
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Episode 6: Five key risks for firms in 2021
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Feb 16, 2021 |
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Episode 5: State of Regulatory Reform
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Feb 09, 2021 |
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Episode 4: Ten things compliance officers need to consider in 2021 – Part 2
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Feb 04, 2021 |
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Episode 3: Ten things compliance officers need to consider in 2021 – Part 1
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Feb 02, 2021 |
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Episode 2: Cost of Compliance COVID-19 update report
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Jan 22, 2021 |
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Episode 1: Report on Fintech, regtech and the role of compliance
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Jan 20, 2021 |
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Compliance Clarified - Teaser
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Jan 12, 2021 |